(a) Act - means the Securities & Exchange Board of India Act, 1992;
(b) Board of Director- means the Board of Directors of Anjani Finance Limited.
(c) Body Corporate- means a body corporate as defined under Sub section I I of Section 2 of the Companies Act, 2013.
(d) The Company- means Anjani Finance Limited (Anjani).
(e) Compliance Officer- The Officer appointed by the Board of Directors of Anjani for the purpose of these regulations from time to time.
(f) Code- means this Code of Conduct for Prevention of Insider Trading including modifications made thereto from time-to-time.
means and includes subscribing, ·buying, selling or agreeing to subscribe, buy, sell or deal in any securities and" trade" shall be construed accordingly.
shall have the meaning assigned to it under the SEBI (Issue of Capital and
Disclosure Requirements) Regulations, 2009 or any modification thereof.
(i) Designated Employees-
shall mean and include -Top three tier of ANJANI Management, namely:-
- i. Chief Executive Officer (CEO), Chief Financial Officer (CFO);
- ii. General Manager and above of all the departments of ANJANI;
- iii. Senior Manager and above of Finance and Accounts, Secretarial, Banking
Department of ANJANI.
shall mean and include -
- i. Statutory, Secretarial and Internal Auditor of ANJANI.
- ii. Person occupying the position as an officer or an employee of ANJANI or holds a position involving a professional or business Relationship between himself and Anjani whether temporary or permanent and who may reasonably be expected to have an access to unpublished price sensitive information in relation to that company.
- iii. Any other person as decided by the Board of Directors of ANJANI.
means Directors on the Board of ANJANI both Executive and Non- Executive.
means any person who, is or was connected with ANJANI or is deemed to have been connected with ANJANI and who is reasonably expected to have access to unpublished price sensitive information in respect of ANJANI, or has received or has had access to such unpublished price sensitive information.
(m) unpublished price sensitive information-
means any information, relating to a company or its securities, directly or indirectly, that is not generally Anjani which upon becoming generally Anjani, is likely to materially affect the price of the securities and shall, ordinarily including but not restricted to, information relating to the following: -
(i) financial results;
(iii) change in capital structure;
(iv) mergers, de-mergers, acquisitions, delistings, disposals and expansion of business and such other transactions;
(v) changes in key managerial personnel; and
(vi) material events in accordance with the listing agreement.
means Securities and Exchange Board of India (Prohibition of Insider
Trading), Regulations 201'5 as amended from time to time.
shall mean the Equity Shares of Rs. 10/- each of ANJANI and such other securities of Anjani issued from time to time as may be specified by the Board or the Managing Director or the CEO as the case may be of ANJANI.
(0) Trading Window-
means the period during which the Directors, Officers and
Designated Employees of Company may trade in ANJANI's securities.
day- means a day on which the recognized stock exchanges are open for trading;
(q) Connected person-
means,- As define in SEBI (Insider Trading) Regulation, 2015
(r) Immediate relative- means a spouse ofa person, and includes parent, sibling. and child of such person or o[the spouse, any of whom is either dependent financially on such person, or consults such person in taking decisions relating to trading in securities;